Loading events...
Please join Sidley and ACA Group for a seminar geared towards in-house counsel and compliance officers on current broker-dealer regulatory issues. The roundtable will feature discussions with speakers from ACA, Sidley, and other key industry leaders covering Cybersecurity and Technology , Compliance and Sales Practice , and Financial Responsibility and Operations .
Thursday, September 25, 2025
New York, USA
Please join Sidley and ACA Group for a seminar geared towards in-house counsel and compliance officers on current broker-dealer regulatory issues. The roundtable will feature discussions with speakers from ACA, Sidley, and other key industry leaders covering Cybersecurity and Technology , Compliance and Sales Practice , and Financial Responsibility and Operations .
Receive curated event recommendations based on your interests.
See how WebMobi helps you manage registration, check-in, and analytics.
Request a DemoOr start free trial →2025 New York City Broker-Dealer Compliance Fall Roundtable takes place on Thursday, September 25, 2025.
2025 New York City Broker-Dealer Compliance Fall Roundtable is held in New York, USA at Sidley.
Pricing information is available on the event website.
2025 New York City Broker-Dealer Compliance Fall Roundtable is designed for technology professionals looking to network, learn, and discover new opportunities.
Get curated B2B events, AI-powered insights, and industry trends delivered to your inbox